Filing Details

Accession Number:
0000902664-10-002381
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-05 13:00:00
Reporting Period:
2010-04-01
Filing Date:
2010-04-05
Accepted Time:
2010-04-05 17:18:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1168220 Uluru Inc. ULUR Pharmaceutical Preparations (2834) 412118656
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1135943 Oscar Schafer 598 Madison Avenue
New York NY 10022
No No Yes No
1218321 Management Capital Oss 598 Madison Avenue
New York NY 10022
No No Yes No
1430686 Schafer Brother Llc 598 Madison Avenue
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Disposition 2010-04-01 57,550 $0.17 11,461,522 No 4 S Indirect See Footnotes
Common Stock, $.001 Par Value Disposition 2010-04-01 3,400,000 $0.16 8,061,522 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. This Form 4 is being filed to report that O.S.S. Capital Management LP, a Delaware limited partnership (the "Investment Manager"), Schafer Brothers LLC, a Delaware limited liability company ("SB LLC") and Mr. Oscar S. Schafer ("Mr. Schafer", collectively with the Investment Manager and SB LLC, the "Reporting Persons") have sold 3,457,550 shares of ULURU Inc. (the "Issuer") common shares on April 1, 2010.
  2. The Reporting Persons have investment discretion with respect to shares of common stock held by a Cayman Islands exempted company, two Delaware limited partnerships and a separately managed account which is held for the benefit of a third party as more fully described in: (i) the Form 3 filed on December 15, 2006 (Accession Number: 0000902664-06-002734); (ii) the Form 4 filed on April 4, 2007 (Accession Number: 0000902664-07-001397); (iii) the Form 4 filed on April 16, 2007 (Accession Number: 0000902664-07-001470), (iv) the Form 4 filed on June 20, 2007 (Accession Number: 0000902664-07-002003), (v) the Form 4 filed on November 14, 2007 (Accession Number: 0000902664-07-003351) and (vi) the Form 4 filed on April 2, 2010 (Accession Number: 0000902664-10-002371).
  3. Each of the Investment Manager, SB LLC and Mr. Schafer may be deemed to beneficially own 8,061,522 shares of common stock which represents approximately 9.84% of the outstanding shares of common stock. Each of the Investment Manager, SB LLC, and Mr. Schafer disclaims beneficial ownership of the securities included in this report and this report shall not be deemed an admission that either the Investment Manager, SB LLC, or Mr. Schafer is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.