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Filing Details

Accession Number:: 0001140361-10-016792
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-04-16 13:00:00
Reporting Period:: 2010-04-14

Filing Date:: 2010-04-16
Accepted Time:: 2010-04-16 17:26:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380496	M Andrew Senchak	C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019	Director, Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2010-04-14	12,616	$28.16	254,708	No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
Common Stock, Par Value $0.01 Per Share	Disposition	2010-04-14	6,618	$28.16	46,369	No	4	S	Indirect	Shares held by the Andrew M. Senchak 2007 GRAT
Common Stock, Par Value $0.01 Per Share	Disposition	2010-04-15	19,820	$28.42	234,888	No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
Common Stock, Par Value $0.01 Per Share	Acquisiton	2010-04-16	0	$0.00	247,590	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2010-04-16	0	$0.00	532,119	No	4	A	Indirect	Shares held by certain Andrew M. Senchak GRATs and a family trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
No	4	S	Indirect	Shares held by the Andrew M. Senchak 2007 GRAT
No	4	S	Indirect	Shares held by the Andrew M. Senchak 2009 GRAT
No	4	A	Direct
No	4	A	Indirect	Shares held by certain Andrew M. Senchak GRATs and a family trust

Footnotes

Sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 23, 2009.
The price reported represents the weighted average price of shares sold. The shares sold on April 14, 2010 by each of (i) the Andrew M. Senchak 2009 Grantor Retained Annuity Trust ("GRAT") and (ii) the Andrew M. Senchak 2007 GRAT were sold at varying prices in the range of $28.00 - $28.37. The shares sold on April 15, 2010 by the Andrew M. Senchak 2009 GRAT were sold at varying prices in the range of $28.05 - $28.52. Upon the request of the Commission staff, the issuer, or a security holder of the issuer, full information will be provided regarding the number of shares sold at each separate price.
Reflects shares beneficially owned by the Andrew M. Senchak 2007 GRAT following the sale of shares described in this line and following certain transfers of shares from the Andrew M. Senchak 2007 GRAT to Mr. Senchak that were completed prior to such sale.
This line does not reflect a separate transaction requiring reporting. It is a reflection of shares directly beneficially owned by Mr. Senchak following the transactions reflected in this report and the transfers described in footnote 3.
This line does not reflect a separate transaction requiring reporting. It is a breakdown of shares indirectly beneficially owned by Mr. Senchak following the transactions reflected in this report and the transfers described in footnote 3. With regard to the 532,119 shares that are indirectly beneficially owned, 234,888 shares are held by the Andrew M. Senchak 2009 GRAT, 46,369 shares are held by the Andrew M. Senchak 2007 GRAT and 250,862 shares are held by the Andrew Senchak Family Trust.