Filing Details

Accession Number:
0001140361-10-016796
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-16 13:00:00
Reporting Period:
2010-04-14
Filing Date:
2010-04-16
Accepted Time:
2010-04-16 17:28:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1063494 Kbw Inc. KBW Security Brokers, Dealers & Flotation Companies (6211) 134055775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380492 B. Thomas Michaud C/O Kbw, Inc.
787 Seventh Ave.
New York, NY 10019
Director, Vice Chairman, Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2010-04-14 19,230 $28.16 667,822 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-04-15 10,270 $28.45 657,552 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 13, 2009.
  2. The price reported represents the weighted average price of shares sold. The shares sold on April 14, 2010 were sold at varying prices in the range of $28.00 - $28.37. The shares sold on April 15, 2010 were sold at varying prices in the range of $28.06 - $28.50. Upon the request of the Commission staff, the issuer, or a security holder of the issuer, full information will be provided regarding the number of shares sold at each separate price.