Filing Details

Accession Number:
0001144204-10-021536
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-21 13:00:00
Reporting Period:
2010-04-19
Filing Date:
2010-04-21
Accepted Time:
2010-04-21 16:54:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
795212 Trans World Entertainment Corp TWMC Retail-Record & Prerecorded Tape Stores (5735) 141541629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
Yes No No No
1345523 Riley Investment Management Llc 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-04-19 106,966 $1.76 181,027 No 4 S Indirect Footnote 1
Common Stock Disposition 2010-04-20 181,027 $1.75 0 No 4 S Indirect Footnote 1
Common Stock Disposition 2010-04-20 14,133 $1.70 84,099 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnote 1
No 4 S Indirect Footnote 1
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2009-06-17 15,000 $0.00 15,000 $0.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2019-06-17 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect Footnote 2
Common Stock 34,148 Indirect Footnote 3
Common Stock 1,000 Indirect Footnote 4
Footnotes
  1. Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P.
  2. Sole indirect equity owner of B. Riley and Co., LLC.
  3. Trustee of B. Riley and Co. Retirement Trust.
  4. Custodian for Mr. Riley's children.
  5. The option vests in four equal annual installments beginning on June 17, 2010.