Filing Details
- Accession Number:
- 0001299239-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-15 13:00:00
- Reporting Period:
- 2010-04-14
- Filing Date:
- 2010-04-15
- Accepted Time:
- 2010-04-15 15:09:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1296391 | Tengion Inc | TNGN | Biological Products, (No Disgnostic Substances) (2836) | 200214813 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299239 | P L Xi Partners Investment Oak | 1 Gorham Island Westport CT 06880 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-14 | 639,821 | $0.00 | 639,821 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2010-04-14 | 251,018 | $0.00 | 251,018 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2010-04-14 | 352,940 | $0.00 | 352,940 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2010-04-14 | 800,000 | $5.00 | 800,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-04-14 | 9,277,411 | $0.00 | 639,821 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-04-14 | 3,639,775 | $0.00 | 251,018 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2010-04-14 | 5,117,638 | $0.00 | 352,940 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- These shares of common stock were issued upon the automatic conversion of the Preferred Stock listed in Table II on a one-for-14.5 basis upon the closing of the Issuer's initial public offering of common stock.
- Shares acquired in the Issuer's initial public offering of common stock.
- These securities are Preferred Stock of the Issuer and do not have an expiration date. These securities automatically converted into common stock of the Issuer on a one-for-14.5 basis upon the closing of the Issuer's initial public offering of common stock.
Billionaire Hedge Funds
