Filing Details

Accession Number:
0001013594-10-000513
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-12 13:00:00
Reporting Period:
2010-04-08
Filing Date:
2010-04-12
Accepted Time:
2010-04-12 17:01:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
802356 Parlux Fragrances Inc PARL Perfumes, Cosmetics & Other Toilet Preparations (2844) 222562955
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220289 Pike Capital Partners, Lp 340 Madison Avenue
19Th Floor
New York NY 10173
No No Yes No
1365921 Pike Capital Partners (Qp), Lp 340 Madison Avenue
19Th Floor
New York NY 10173
No No Yes No
1426867 W Daniel Pike 340 Madison Avenue
19Th Floor
New York NY 10173
No No Yes No
1426868 Pike Capital Management Llc 340 Madison Avenue
19Th Floor
New York NY 10173
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-04-08 14,704 $2.35 414,775 No 4 S Direct
Common Stock Disposition 2010-04-08 147,296 $2.35 2,198,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents securities held directly by Pike Capital Partners, LP, a Delaware limited partnership ("LP Fund").
  2. Represents securities held directly by Pike Capital Partners (QP), LP, a Delaware limited partnership ("QP Fund").
  3. Pike Capital Management LLC, a Delaware limited liability company ("Pike Management"), is the general partner of each of the LP Fund and QP Fund. Daniel W. Pike is the managing member of Pike Management. Each of Pike Management and Mr. Pike may be deemed to indirectly beneficially own the securities directly owned by the LP Fund and QP Fund. For purposes of this Form 4, Pike Management and Mr. Pike disclaim ownership of the shares of common stock owned by the funds reporting on this Form 4 except to the extent of their pecuniary interest therein.