Filing Details
- Accession Number:
- 0001144204-10-020891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-16 13:00:00
- Reporting Period:
- 2010-04-14
- Filing Date:
- 2010-04-16
- Accepted Time:
- 2010-04-16 16:49:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No | |
| 1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-14 | 5,500 | $1.89 | 391,593 | No | 4 | S | Indirect | Footnote 1 |
| Common Stock | Disposition | 2010-04-15 | 3,600 | $1.90 | 387,993 | No | 4 | S | Indirect | Footnote 1 |
| Common Stock | Disposition | 2010-04-16 | 100,000 | $1.75 | 287,993 | No | 4 | S | Indirect | Footnote 1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Footnote 1 |
| No | 4 | S | Indirect | Footnote 1 |
| No | 4 | S | Indirect | Footnote 1 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2009-06-17 | 15,000 | $0.00 | 15,000 | $0.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2019-06-17 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | Footnote 2 |
| Common Stock | 34,148 | Indirect | Footnote 3 |
| Common Stock | 1,000 | Indirect | Footnote 4 |
| Common Stock | 98,232 | Direct |
Footnotes
- Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P.
- Sole indirect equity owner of B. Riley and Co., LLC.
- Trustee of B. Riley and Co. Retirement Trust.
- Custodian for Mr. Riley's children.
- The option vests in four equal annual installments beginning on June 17, 2010.
Billionaire Hedge Funds
