Home > Insider Trading > Filing (0001144204-10-019233)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368993	Wafergen Bio-Systems Inc.	WGBS.OB	Laboratory Analytical Instruments (3826)	203699764

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435645	Alnoor Shivji	C/O Wafergen Bio-Systems, Inc., 46531 Fremont Blvd. Fremont CA 94538	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2008-05-21	111,110	$0.00	1,738,288	No	4	P	Indirect	By Shivji Family Trust dtd June 12, 2000

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Shivji Family Trust dtd June 12, 2000

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2008-05-21	44,444	$0.00	44,444	$3.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
44,444	2008-05-21	2013-05-21	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,253,520	Direct

Footnotes

The Shivji Family Trust dtd June 12, 2000 purchased 111,110 shares of common stock and warrants to purchase 44,444 shares of common stock from the issuer in a private placement offering for a purchase price of $2.25 per share of common stock included in such securities.
The original Form 4 omitted 30,750 shares from the Amount of Securities Beneficially Owned Following Reported Transaction(s) column in Table I. The reporting person filed a Form 4 on July 24, 2008 that was intended, not to report new transactions, but to amend the original Form 4 to include some of the omitted shares. However, the later filing did not identify the date of the original filing.