Filing Details

Accession Number:
0000947871-10-000524
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-26 13:00:00
Reporting Period:
2009-04-30
Filing Date:
2010-04-26
Accepted Time:
2010-04-26 11:52:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1061027 Sunesis Pharmaceuticals Inc SNSS Pharmaceutical Preparations (2834) 943295878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486952 Dominique Semon 424 West 33Rd Street, Ste 520
New York NY 10001
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-12-11 1,508,051 $2.02 0 No 4 S Indirect See footnotes
Common Stock Acquisiton 2010-02-25 3,398,300 $0.22 3,398,300 No 4 X Indirect See footnotes
Common Stock Disposition 2010-02-25 793,803 $0.94 2,604,497 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 X Indirect See footnotes
No 4 S Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Preferred Stock Options Acquisiton 2009-04-30 169,914 $0.00 169,914 $2.20
Warrants Options Acquisiton 2009-04-30 1,699,140 $0.00 1,699,140 $0.00
Common Stock Warrants Acquisiton 2009-04-30 3,398,300 $0.13 3,398,300 $0.22
Preferred Stock Options Disposition 2009-10-27 169,914 $0.00 169,914 $2.20
Warrants Options Disposition 2009-10-27 1,699,140 $0.00 1,699,140 $0.00
Common Stock Warrants Acquisiton 2009-10-27 1,699,140 $0.00 1,699,140 $0.22
Common Stock Preferred Stock Acquisiton 2009-10-27 169,914 $2.20 1,699,140 $2.20
Common Stock Warrants Disposition 2010-02-25 3,398,300 $0.13 3,398,300 $0.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
169,914 2009-04-30 2016-04-03 No 4 P Indirect
1,699,140 2009-04-30 2016-04-03 No 4 P Indirect
3,398,300 2009-04-30 2016-04-03 No 4 P Indirect
0 2009-04-30 2016-10-31 No 4 X Indirect
0 2009-04-30 2016-10-31 No 4 X Indirect
5,097,440 2010-10-27 2016-10-31 No 4 X Indirect
509,744 2010-10-27 No 4 X Indirect
1,699,140 2009-04-30 2016-04-03 No 4 X Indirect
Footnotes
  1. On December 11, 2009 Nexus Gemini L.P. ("Gemini") and Merlin Nexus II, L.P. ("Nexus II") sold 1,000,000 and 508,051 shares of Common Stock, respectively.
  2. The Reporting Person is the managing member of Nexus Gemini Advisors, LLC and Merlin Biomed Private Equity Advisors, LLC, the investment advisors to Gemini,Nexus II, and Merlin Nexus III, L.P. ("the Funds"). The Funds own direct interests in the reported securities.
  3. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. On April 30, 2009 Gemini and Nexus III acquired 1,399,300 and 1,999,000 warrants respectively. Each warrant was exercisable to purchase one share of commonstock. On February 25, 2010 Gemini and Nexus III exercised 1,399,300 and 1,999,000 warrants, respectively, and thereby acquired 1,399,300 and 1,999,000shares of common stock, respectively. Also on February 25, 2010, Gemini and Nexus III sold 326,860 and 466,943 shares of common stock, respectively.
  5. On April 30, 2009 Gemini and Nexus III acquired options to purchase preferred stock and warrants. Gemini's option allowed it to purchase 69,964 shares of preferredstock, each convertible into 10 shares of common stock, and 699,640 warrants, each exercisable to purchase one share of common stock. Nexus III's option allowedit to purchase 99,950 shares of preferred stock, each share convertible into 10 shares of common stock, and 999,500 warrants, each exercisable to purchase oneshare of common stock. On October 27, 2009 Gemini and Nexus III exercised their options to acquire, respectively, 699,640 and 999,500 warrants and 69,964 and99,950 shares of preferred stock.
  6. No Expiration Date for these Preferred Shares.