Filing Details

Accession Number:
0001144204-10-019257
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-04-09 13:00:00
Reporting Period:
2008-05-21
Filing Date:
2010-04-09
Accepted Time:
2010-04-09 06:16:42
Original Submission Date:
2008-07-24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368993 Wafergen Bio-Systems Inc. WGBS.OB Laboratory Analytical Instruments (3826) 203699764
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435645 Alnoor Shivji C/O Wafergen Bio-Systems, Inc.,
46531 Fremont Blvd.
Fremont CA 94538
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-05-21 1,500 $2.50 1,738,288 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-05-22 750 $2.50 1,740,538 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-05-28 750 $2.25 1,741,288 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-05-29 250 $2.35 1,741,538 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-05-29 500 $2.45 1,742,038 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-04 750 $2.38 1,742,788 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-05 750 $2.37 1,743,538 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-11 607 $2.25 1,744,145 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-11 70 $2.45 1,744,215 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-11 73 $2.50 1,744,288 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-12 200 $2.35 1,744,488 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-12 550 $2.45 1,745,038 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-18 750 $2.45 1,745,788 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-19 600 $2.30 1,746,388 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-19 150 $2.45 1,746,538 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-25 280 $2.45 1,746,818 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-25 170 $2.47 1,746,988 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-25 150 $2.48 1,747,138 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-25 150 $2.50 1,747,288 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-26 500 $2.30 1,747,788 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Common Stock Acquisiton 2008-06-26 250 $2.35 1,748,038 No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
No 4 P Indirect By Shivji Family Trust dtd June 12, 2000
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,253,520 Direct
Footnotes
  1. The original Form 4 omitted disclosure in Table I of the shares of common stock beneficially owned by the reporting person directly. These direct holdings were also erroneously omitted from Table I of seventeen (17) Forms 4 filed by the reporting person on the following dates: July 24, 2008; December 4, 2008; December 11, 2008; December 18, 2008; December 29, 2008; January 2, 2009; January 8, 2009; January 15, 2009; January 22, 2009; January 30, 2009; February 5, 2009; February 12, 2009; February 19, 2009; February 26, 2009; March 13, 2009 (both Forms 4 filed on that date; and March 23, 2009.