Filing Details

Accession Number:
0001209191-10-022257
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-14 13:00:00
Reporting Period:
2010-04-12
Filing Date:
2010-04-14
Accepted Time:
2010-04-14 16:16:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447766 Barry Slifstein 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2010-04-12 4,500 $14.08 19,618 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2010-04-12 4,000 $14.10 23,618 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2010-04-12 8,500 $21.26 15,118 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-04-12 4,500 $0.00 4,500 $14.08
Common Stock Stock Option (Right to Buy) Disposition 2010-04-12 4,000 $0.00 4,000 $14.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,000 2012-10-11 No 4 M Direct
5,000 2013-10-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 1,389 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $0.00 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
5,000 5,000 Direct
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $21.2301 - $21.2801. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Includes an aggregate of 4,456 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and 6,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  3. Approximate number of shares held as of April 12, 2010 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  4. The option vested in four equal installments on October 11, 2003, 2004, 2005 and 2006.
  5. The option vested in four equal installments on October 10, 2004, 2005, 2006 and 2007.
  6. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options in 2004 and expire 10 years from the date of grant.
  7. No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4.
  8. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and expire 10 years from the date of grant.