Filing Details

Accession Number:
0001179110-10-006273
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-01 13:00:00
Reporting Period:
2010-03-31
Filing Date:
2010-04-01
Accepted Time:
2010-04-01 16:38:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466314 Ron Eller C/O Ascent Solar Technologies, Inc.
12300 Grant Street
Thornton CO 80241
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-31 3,113 $0.00 7,055 No 4 M Direct
Common Stock Disposition 2010-04-01 1,600 $3.89 5,455 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-03-31 3,113 $0.00 3,113 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,339 No 4 M Direct
Footnotes
  1. These restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  2. This transaction was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2010.
  3. In addition to the restricted stock units, Mr. Eller holds 1,500 Class B warrants that are immediately exercisable.