Filing Details
- Accession Number:
- 0001209191-10-014175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 18:05:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 50,850 shares | Avg. Price: $14.87 | Total Value: $756,268.19 |
| Number of Shares After Transactions: | 6,052,602 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-01 | 1,497 | $14.70 | 6,101,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 500 | $14.71 | 6,101,455 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 3 | $14.74 | 6,101,452 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 750 | $14.76 | 6,100,702 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,207 | $14.78 | 6,098,495 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 100 | $14.79 | 6,098,395 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 3,723 | $14.80 | 6,094,672 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,075 | $14.81 | 6,092,597 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,988 | $14.82 | 6,090,609 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 3,096 | $14.83 | 6,087,513 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 996 | $14.84 | 6,086,517 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,254 | $14.85 | 6,085,263 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 900 | $14.86 | 6,084,363 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,900 | $14.87 | 6,081,463 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,886 | $14.88 | 6,078,577 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 3,000 | $14.88 | 6,075,577 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 828 | $14.89 | 6,074,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,700 | $14.89 | 6,072,049 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 700 | $14.90 | 6,071,349 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,100 | $14.91 | 6,070,249 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,400 | $14.92 | 6,068,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 100 | $14.92 | 6,068,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,200 | $14.92 | 6,066,549 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,500 | $14.92 | 6,065,049 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 4,094 | $14.93 | 6,060,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,003 | $14.94 | 6,058,952 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 603 | $14.95 | 6,058,349 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,005 | $14.95 | 6,057,344 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,495 | $14.96 | 6,055,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 3,247 | $14.97 | 6,052,602 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
