Filing Details
- Accession Number:
- 0001209191-10-014178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 18:07:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 16,519 shares | Avg. Price: $15.00 | Total Value: $247,791.70 |
| Number of Shares After Transactions: | 6,036,083 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-01 | 2,700 | $14.97 | 6,049,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,153 | $14.98 | 6,047,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 3,396 | $14.99 | 6,044,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,000 | $14.99 | 6,042,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 100 | $15.00 | 6,042,253 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,000 | $15.00 | 6,041,253 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 994 | $15.01 | 6,040,259 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 1,076 | $15.02 | 6,039,183 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 100 | $15.03 | 6,039,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 2,100 | $15.04 | 6,036,983 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 100 | $15.06 | 6,036,883 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 600 | $15.07 | 6,036,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-01 | 200 | $15.08 | 6,036,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
