Filing Details
- Accession Number:
- 0001181431-10-013798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 20:18:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322091 | Yvonne Weatherford | C/O Applied Materials, Inc. P.o. Box 58039, 3050 Bowers Av, M/S 2023 Santa Clara CA 95054 | Vp, Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-01 | 10,000 | $11.75 | 207,290 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-01 | 10,000 | $12.43 | 197,290 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-01 | 14,000 | $11.75 | 211,290 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-01 | 14,000 | $12.43 | 197,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-01 | 10,000 | $0.00 | 10,000 | $11.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-01 | 14,000 | $0.00 | 14,000 | $11.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-07-15 | 2010-03-12 | No | 4 | M | Direct |
| 0 | 2007-07-15 | 2010-03-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,877 | Indirect | By the 401(k) Plan |
Footnotes
- Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date).
- Increased number of shares reflects periodic payroll acquisitions under the 401(k) Plan that are exempt under Rule 16b-3.
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