Filing Details

Accession Number:
0001181431-10-013985
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-04 12:00:00
Reporting Period:
2010-03-02
Filing Date:
2010-03-04
Accepted Time:
2010-03-04 16:32:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326526 W James Benz 66 Field Point Road
Greenwich CT 06830
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-02 19,224 $16.60 91,916 No 4 M Direct
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-02 6,024 $16.60 97,940 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2010-03-02 22,331 $32.29 75,609 No 4 S Direct
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-03 9,680 $16.60 85,289 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2010-03-03 9,680 $32.08 75,609 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-02 19,224 $0.00 19,224 $16.60
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-02 6,024 $0.00 6,024 $16.60
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-03 9,680 $0.00 9,680 $16.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,680 2010-05-17 No 4 M Direct
0 2010-05-17 No 4 M Direct
0 2010-05-17 No 4 M Direct
Footnotes
  1. All shares are held in a joint account with spouse.
  2. Represents the weighted average sales price for the price increments ranging from $32.25 to $32.47.
  3. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  4. Represents the weighted average sales price for the price increments ranging from $32.065 to $32.33.
  5. This option was granted under Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 18, 2006.
  6. This option was previously reported as covering 19,269 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.
  7. This option was previously reported as covering 4,016 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.