Filing Details
- Accession Number:
- 0001209191-10-016070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 17:12:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 23,704 shares | Avg. Price: $14.63 | Total Value: $346,831.63 |
| Number of Shares After Transactions: | 6,012,379 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-08 | 900 | $14.58 | 6,035,183 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,000 | $14.58 | 6,034,183 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 100 | $14.58 | 6,034,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 100 | $14.61 | 6,033,983 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 500 | $14.61 | 6,033,483 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 500 | $14.62 | 6,032,983 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,200 | $14.62 | 6,031,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,000 | $14.62 | 6,030,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,864 | $14.63 | 6,028,919 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 700 | $14.63 | 6,028,219 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 100 | $14.63 | 6,028,119 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 500 | $14.63 | 6,027,619 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 36 | $14.63 | 6,027,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,000 | $14.63 | 6,026,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 5,800 | $14.64 | 6,020,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,700 | $14.64 | 6,019,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 200 | $14.64 | 6,018,883 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,200 | $14.64 | 6,017,683 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 100 | $14.64 | 6,017,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 200 | $14.64 | 6,017,383 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 100 | $14.64 | 6,117,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 600 | $14.64 | 6,016,683 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 700 | $14.64 | 6,015,983 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 200 | $14.64 | 6,015,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 400 | $14.64 | 6,015,383 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 200 | $14.64 | 6,015,183 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 600 | $14.65 | 6,014,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 100 | $14.65 | 6,014,483 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 1,200 | $14.65 | 6,013,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-08 | 904 | $14.65 | 6,012,379 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
