Filing Details
- Accession Number:
- 0001209191-10-016076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 17:18:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 12,500 shares | Avg. Price: $14.70 | Total Value: $183,803.76 |
Number of Shares After Transactions: | 5,999,879 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-08 | 200 | $14.65 | 6,012,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 200 | $14.65 | 6,011,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 200 | $14.66 | 6,011,779 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 1,100 | $14.66 | 6,010,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 300 | $14.66 | 6,010,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 100 | $14.66 | 6,010,279 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 600 | $14.66 | 6,009,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 100 | $14.66 | 6,009,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 200 | $14.66 | 6,009,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 300 | $14.67 | 6,009,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 900 | $14.67 | 6,008,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 300 | $14.68 | 6,007,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 200 | $14.68 | 6,007,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 100 | $14.68 | 6,007,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 1,400 | $14.69 | 6,006,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 1,000 | $14.69 | 6,005,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 600 | $14.69 | 6,004,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 700 | $14.69 | 6,003,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 200 | $14.69 | 6,003,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 300 | $14.71 | 6,003,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 500 | $14.73 | 6,002,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 700 | $14.77 | 6,002,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 800 | $14.77 | 6,001,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 1,000 | $14.79 | 6,000,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-08 | 500 | $14.80 | 5,999,879 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.