Filing Details
- Accession Number:
- 0001209191-10-016079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 17:20:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 32,101 shares | Avg. Price: $14.48 | Total Value: $464,674.25 |
Number of Shares After Transactions: | 5,967,778 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-09 | 1,300 | $14.37 | 5,998,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 1,500 | $14.37 | 5,997,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 1,000 | $14.38 | 5,996,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 600 | $14.39 | 5,995,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 200 | $14.40 | 5,995,279 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 200 | $14.41 | 5,995,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 500 | $14.42 | 5,994,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 100 | $14.42 | 5,994,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 2,030 | $14.43 | 5,992,449 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 327 | $14.44 | 5,992,122 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 2,100 | $14.45 | 5,990,022 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 38 | $14.45 | 5,989,984 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 1,893 | $14.46 | 5,988,091 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 412 | $14.47 | 5,987,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 2,000 | $14.47 | 5,985,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 300 | $14.48 | 5,985,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 3,200 | $14.49 | 5,982,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 2,500 | $14.50 | 5,979,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 500 | $14.50 | 5,979,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 600 | $14.50 | 5,978,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 2,000 | $14.51 | 5,976,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 1,000 | $14.52 | 5,975,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 1,000 | $14.52 | 5,974,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 500 | $14.53 | 5,974,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 1,400 | $14.53 | 5,972,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 500 | $14.53 | 5,972,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 200 | $14.53 | 5,971,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 100 | $14.54 | 5,971,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 3,401 | $14.54 | 5,968,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 700 | $14.54 | 5,967,778 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.