Filing Details

Accession Number:
0001209191-10-016718
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-12 12:00:00
Reporting Period:
2009-10-14
Filing Date:
2010-03-12
Accepted Time:
2010-03-12 17:51:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013238 Aradigm Corp ARDM Electromedical & Electrotherapeutic Apparatus (3845) 943133088
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438328 Jeffery D Grimes 3929 Point Eden Way
Hayward CA 94545
Vp Legal Affairs, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-10-14 13,803 $0.18 351,012 No 4 S Direct
Common Stock Disposition 2010-01-08 6,350 $0.17 344,662 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares sold to cover taxes upon vesting and release of shares issued pursuant to a Restricted Stock Award dated October 11, 2007 which vested in full on October 11, 2009.
  2. Amount reported includes shares subject to unvested Restricted Stock Awards.
  3. Includes 1 share acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 9/30/2009 at a prices of $0.12 per share, 62,501 shares acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 3/31/2009 at a prices of $0.12 per share, and 21,420 shares acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 9/30/2008 at a prices of $0.33 per share
  4. Represents shares sold to cover taxes upon partial vesting and release of a Restricted Stock Award dated January 21, 2009 which vests as to 50% of the shares on January 1, 2010 and 50% of the shares on January 1, 2011