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Home > Insider Trading > Filing (0001209191-10-013547)

Filing Details

Accession Number:: 0001209191-10-013547
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-03-02 12:00:00
Reporting Period:: 2010-03-02

Filing Date:: 2010-03-02
Accepted Time:: 2010-03-02 17:17:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1123541	Penson Worldwide Inc	PNSN	Security Brokers, Dealers & Flotation Companies (6211)	752896356

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1286502	Richard Thomas Johnson	C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-03-02	93,203	$0.00	907,719	No	4	S	Indirect	By Call Now, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Call Now, Inc.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,953	Direct

Footnotes

Shares were sold pursuant to a private transaction for assets without immediately ascertainable market value. The market value of the shares on the date of sale was $10.00.