Filing Details
- Accession Number:
- 0001181431-10-015722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 18:03:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270436 | Cohen & Co Inc. | COHN | Finance Services (6199) | 161685692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378250 | Lance Ullom | C/O Cohen &Amp; Company Inc. 2929 Arch Street, 17Th Floor Philadelphia PA 19104-2870 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2010-03-09 | 8,487 | $0.00 | 14,281 | No | 4 | A | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2010-03-09 | 10,000 | $6.38 | 18,000 | No | 4 | P | Indirect | See footnote (3) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | See footnote (3) |
Footnotes
- Mr. Ullom was awarded 8,487 restricted shares under the Alesco Financial Inc. 2006 Long Term Incentive Plan. The restrictions expire on March 9, 2011.
- The price reported in Column 4 is a weighted average price. These shares were purchsed in multiple transactions at prices ranging from $6.22 to $6.54, inclusive.
- These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.
Billionaire Hedge Funds
