Filing Details
- Accession Number:
- 0001209191-10-017732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 21:23:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 27,105 shares | Avg. Price: $16.02 | Total Value: $434,328.35 |
Number of Shares After Transactions: | 5,904,124 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-15 | 900 | $15.95 | 5,930,329 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 400 | $15.96 | 5,929,929 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 700 | $15.96 | 5,929,229 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 2,405 | $15.97 | 5,926,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 3,712 | $15.98 | 5,923,112 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 2,000 | $15.98 | 5,921,112 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 800 | $15.99 | 5,920,312 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 1,900 | $15.99 | 5,918,412 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 3,388 | $16.00 | 5,915,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 500 | $16.01 | 5,914,524 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 200 | $16.02 | 5,914,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 1,000 | $16.03 | 5,913,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 1,000 | $16.03 | 5,912,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 500 | $16.05 | 5,911,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 500 | $16.07 | 5,911,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 1,000 | $16.08 | 5,910,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 3,300 | $16.10 | 5,907,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 100 | $16.10 | 5,906,924 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 1,100 | $16.11 | 5,905,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 500 | $16.11 | 5,905,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 200 | $16.13 | 5,905,124 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 500 | $16.14 | 5,904,624 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-15 | 500 | $16.27 | 5,904,124 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.