Filing Details
- Accession Number:
- 0001209191-10-017728
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 21:21:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 35,940 shares | Avg. Price: $15.85 | Total Value: $569,487.84 |
| Number of Shares After Transactions: | 5,931,229 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-15 | 600 | $15.74 | 5,966,569 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 5,371 | $15.75 | 5,961,198 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 29 | $15.75 | 5,961,169 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 500 | $15.75 | 5,960,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 500 | $15.75 | 5,960,169 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 27 | $15.76 | 5,960,142 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,030 | $15.76 | 5,959,112 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 714 | $15.77 | 5,958,398 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,400 | $15.77 | 5,956,998 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 74 | $15.78 | 5,956,924 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,300 | $15.79 | 5,955,624 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,000 | $15.79 | 5,954,624 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 200 | $15.79 | 5,954,424 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 4,000 | $15.80 | 5,950,424 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 800 | $15.80 | 5,949,624 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 100 | $15.80 | 5,949,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 600 | $15.80 | 5,948,924 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 2,100 | $15.81 | 5,946,824 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 295 | $15.82 | 5,946,529 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 100 | $15.82 | 5,946,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 600 | $15.92 | 5,945,829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 2,200 | $15.92 | 5,943,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,000 | $15.92 | 5,942,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 3,000 | $15.93 | 5,939,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,600 | $15.94 | 5,938,029 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 400 | $15.94 | 5,937,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 100 | $15.94 | 5,937,529 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 400 | $15.94 | 5,937,129 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 4,800 | $15.95 | 5,932,329 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-15 | 1,100 | $15.95 | 5,931,229 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
