Filing Details
- Accession Number:
- 0001209191-10-018600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:05:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 27,837 shares | Avg. Price: $14.61 | Total Value: $406,571.37 |
Number of Shares After Transactions: | 5,868,794 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-22 | 200 | $14.40 | 5,896,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 900 | $14.43 | 5,895,531 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.44 | 5,895,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 500 | $14.44 | 5,894,931 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 300 | $14.45 | 5,894,631 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 300 | $14.46 | 5,894,331 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 600 | $14.49 | 5,893,731 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 200 | $14.50 | 5,893,531 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 400 | $14.51 | 5,893,131 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 1,000 | $14.51 | 5,892,131 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 205 | $14.53 | 5,891,926 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 787 | $14.55 | 5,891,139 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.56 | 5,891,039 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 900 | $14.56 | 5,890,139 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 400 | $14.57 | 5,889,739 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 300 | $14.57 | 5,889,439 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 3,450 | $14.59 | 5,885,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 1,705 | $14.60 | 5,884,284 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 2,800 | $14.61 | 5,881,484 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 3,179 | $14.62 | 5,878,305 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.63 | 5,878,205 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.63 | 5,878,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 718 | $14.65 | 5,877,387 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 1,687 | $14.67 | 5,875,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 1,700 | $14.68 | 5,874,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.69 | 5,873,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 1,600 | $14.69 | 5,872,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 3,006 | $14.70 | 5,869,294 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 400 | $14.71 | 5,868,894 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.71 | 5,868,794 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.