Filing Details
- Accession Number:
- 0001209191-10-018602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:07:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 22,036 shares | Avg. Price: $14.75 | Total Value: $325,058.53 |
| Number of Shares After Transactions: | 5,846,758 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-22 | 1,800 | $14.71 | 5,866,994 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 200 | $14.72 | 5,866,794 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 1,900 | $14.72 | 5,864,894 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 2,930 | $14.73 | 5,861,964 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 100 | $14.74 | 5,861,864 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 1,300 | $14.74 | 5,860,564 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 4,356 | $14.75 | 5,856,208 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 700 | $14.76 | 5,855,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 2,000 | $14.76 | 5,853,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 100 | $14.76 | 5,853,408 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 1,202 | $14.77 | 5,852,206 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 300 | $14.77 | 5,851,906 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 800 | $14.78 | 5,851,106 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 2,483 | $14.78 | 5,848,623 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 665 | $14.79 | 5,847,958 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 1,200 | $14.80 | 5,846,758 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
