Filing Details

Accession Number:
0001209191-10-018604
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-24 13:00:00
Reporting Period:
2010-03-23
Filing Date:
2010-03-24
Accepted Time:
2010-03-24 17:08:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 11,112 shares Avg. Price: $14.91 Total Value: $165,643.74
Number of Shares After Transactions: 5,835,646 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-23 200 $14.67 5,846,558 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.69 5,846,458 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.72 5,846,358 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.74 5,846,258 No 4 S Direct
Common Stock Disposition 2010-03-23 700 $14.75 5,845,558 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.76 5,845,458 No 4 S Direct
Common Stock Disposition 2010-03-23 700 $14.78 5,844,758 No 4 S Direct
Common Stock Disposition 2010-03-23 300 $14.79 5,844,458 No 4 S Direct
Common Stock Disposition 2010-03-23 300 $14.79 5,844,158 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.80 5,844,058 No 4 S Direct
Common Stock Disposition 2010-03-23 300 $14.81 5,843,758 No 4 S Direct
Common Stock Disposition 2010-03-23 800 $14.83 5,842,958 No 4 S Direct
Common Stock Disposition 2010-03-23 300 $14.84 5,842,658 No 4 S Direct
Common Stock Disposition 2010-03-23 700 $14.85 5,841,958 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.88 5,841,858 No 4 S Direct
Common Stock Disposition 2010-03-23 600 $14.92 5,841,258 No 4 S Direct
Common Stock Disposition 2010-03-23 500 $14.93 5,840,758 No 4 S Direct
Common Stock Disposition 2010-03-23 300 $14.95 5,840,458 No 4 S Direct
Common Stock Disposition 2010-03-23 400 $14.96 5,840,058 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.97 5,839,958 No 4 S Direct
Common Stock Disposition 2010-03-23 100 $14.98 5,839,858 No 4 S Direct
Common Stock Disposition 2010-03-23 1,100 $14.99 5,838,758 No 4 S Direct
Common Stock Disposition 2010-03-23 1,200 $15.01 5,837,558 No 4 S Direct
Common Stock Disposition 2010-03-23 600 $15.02 5,836,958 No 4 S Direct
Common Stock Disposition 2010-03-23 350 $15.04 5,836,608 No 4 S Direct
Common Stock Disposition 2010-03-23 5 $15.05 5,836,603 No 4 S Direct
Common Stock Disposition 2010-03-23 200 $15.06 5,836,403 No 4 S Direct
Common Stock Disposition 2010-03-23 757 $15.07 5,835,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.