Filing Details
- Accession Number:
- 0001209191-10-018604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-23
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:08:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 11,112 shares | Avg. Price: $14.91 | Total Value: $165,643.74 |
Number of Shares After Transactions: | 5,835,646 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-23 | 200 | $14.67 | 5,846,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.69 | 5,846,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.72 | 5,846,358 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.74 | 5,846,258 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 700 | $14.75 | 5,845,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.76 | 5,845,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 700 | $14.78 | 5,844,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 300 | $14.79 | 5,844,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 300 | $14.79 | 5,844,158 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.80 | 5,844,058 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 300 | $14.81 | 5,843,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 800 | $14.83 | 5,842,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 300 | $14.84 | 5,842,658 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 700 | $14.85 | 5,841,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.88 | 5,841,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 600 | $14.92 | 5,841,258 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 500 | $14.93 | 5,840,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 300 | $14.95 | 5,840,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 400 | $14.96 | 5,840,058 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.97 | 5,839,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 100 | $14.98 | 5,839,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 1,100 | $14.99 | 5,838,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 1,200 | $15.01 | 5,837,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 600 | $15.02 | 5,836,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 350 | $15.04 | 5,836,608 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 5 | $15.05 | 5,836,603 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 200 | $15.06 | 5,836,403 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 757 | $15.07 | 5,835,646 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.