Filing Details
- Accession Number:
- 0001209191-10-018598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:03:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 7,493 shares | Avg. Price: $14.26 | Total Value: $106,870.05 |
Number of Shares After Transactions: | 5,896,631 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-22 | 15 | $14.09 | 5,904,109 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.10 | 5,904,009 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 4 | $14.11 | 5,904,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 200 | $14.13 | 5,903,805 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 4 | $14.15 | 5,903,801 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 700 | $14.17 | 5,903,101 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.18 | 5,903,001 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.19 | 5,902,901 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 1,281 | $14.19 | 5,901,620 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 200 | $14.20 | 5,901,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.21 | 5,901,320 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 400 | $14.21 | 5,900,920 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.22 | 5,900,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.22 | 5,900,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.24 | 5,900,620 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.24 | 5,900,520 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.25 | 5,900,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.27 | 5,900,320 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.27 | 5,900,220 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 300 | $14.29 | 5,899,920 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.29 | 5,899,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 574 | $14.30 | 5,899,246 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 200 | $14.32 | 5,899,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.33 | 5,898,946 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 100 | $14.34 | 5,898,846 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 500 | $14.34 | 5,898,346 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 96 | $14.35 | 5,898,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 700 | $14.36 | 5,897,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 500 | $14.37 | 5,897,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 419 | $14.38 | 5,896,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.