Filing Details
- Accession Number:
- 0001200646-10-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 14:00:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169770 | First Pactrust Bancorp Inc | FPTB | National Commercial Banks (6021) | 043639825 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200636 | M Rachel Carrillo | C/O First Pactrust Bancorp, Inc. 610 Bay Boulevard Chula Vista CA 91910 | Sr. Vp - Branch Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-11 | 2,300 | $6.25 | 12,597 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 200 | $6.40 | 12,397 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 1,700 | $6.16 | 10,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 800 | $6.25 | 9,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 1,700 | $6.12 | 8,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 1,000 | $6.15 | 7,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 4,000 | $6.21 | 3,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 1,100 | $6.19 | 2,097 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 550 | $6.54 | 1,547 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 150 | $6.73 | 1,397 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-11 | 1,397 | $6.62 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,846 | Indirect | 401(k) ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | $17.19 | 2013-04-24 | 16,798 | 16,798 | Direct | |
| Common Stock | Employee Stock Option (Right to Purchase) | $20.29 | 2014-04-21 | 4,000 | 4,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Purchase) | $26.45 | 2015-01-25 | 3,000 | 3,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Purchase) | $17.00 | 2018-01-22 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-04-24 | 16,798 | 16,798 | Direct |
| 2014-04-21 | 4,000 | 4,000 | Direct |
| 2015-01-25 | 3,000 | 3,000 | Direct |
| 2018-01-22 | 2,000 | 2,000 | Direct |
Footnotes
- The option vests in five equal annual installments beginning on April 24, 2004.
- The option vests in five equal annual installments beginning on April 21, 2005.
- The option vests in five equal annual installments beginning on January 25, 2006.
- The option vests in five equal annual installments beginning on January 22, 2009.
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