Filing Details

Accession Number:
0001140361-10-013530
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-24 13:00:00
Reporting Period:
2010-03-22
Filing Date:
2010-03-24
Accepted Time:
2010-03-24 17:50:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3673 Allegheny Energy Inc AYE Electric Services (4911) 135531602
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428312 D Christopher Pappas C/O Allegheny Energy, Inc.
800 Cabin Hill Drive
Greensburg PA 15601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.25 Par Value Acquisiton 2010-03-22 45 $0.00 10,169 No 4 A Direct
Common Stock, $1.25 Par Value Acquisiton 2010-03-22 27 $23.26 10,196 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2010-03-22 9 $0.00 9 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,468 No 4 A Direct
Footnotes
  1. Issued in connection with the payment of a dividend on the Issuer's common stock, par value $1.25 per share (the "Common Stock") with respect to shares of Common Stock that Mr. Pappas has elected to defer under the Issuer's Revised Plan for Deferral of Compensation of Directors.
  2. Purchased pursuant to a pre-existing, written arrangement for the reinvestment of dividends.
  3. Under the Issuer's Revised Plan for Deferral of Compensation of Directors, non-employee members of the Issuer's Board of Directors (the "Board") may elect to defer receipt of all or a part of the cash portion of the director fees to which they become entitled in connection with their service on the Board and may opt to invest all or a portion of any such deferred amounts into a phantom stock fund maintained by the Issuer. Mr. Pappas previously elected to defer receipt of all of the cash portion of the fees payable to her and to invest such deferred amounts in the Issuer's phantom stock fund. Dividends on such deferred amounts are paid in additional units of phantom stock.
  4. Each unit of phantom stock is the economic equivalent of one share of Common Stock. The units of phantom stock are payable in cash upon the terminatino of Mr. Pappas's service on the Board.