Filing Details
- Accession Number:
- 0001209191-10-017629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 16:45:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824068 | Ats Medical Inc | ATSI | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 411595629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441690 | A Craig Swandal | 3905 Annapolis Lane North Plymouth MN 55447 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-15 | 13,213 | $0.00 | 30,516 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-16 | 5,312 | $2.50 | 25,204 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-03-15 | 13,213 | $0.00 | 66,065 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,852 | 2010-03-15 | 2014-03-15 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 2009-08-11 | 2013-08-11 | 68,000 | 68,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 53,410 | 53,410 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-08-11 | 68,000 | 68,000 | Direct |
| 2015-03-01 | 53,410 | 53,410 | Direct |
| 2015-03-01 | 15,000 | 15,000 | Direct |
Footnotes
- Includes shares held in Employee Stock Purchase Plan as of January 31, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2009.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $2.50 to $2.58. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- 1 unit for 1 share of Common Stock
- Vests in 20% annual cumulative installments beginning the date shown.
- Represents last vesting date.
Billionaire Hedge Funds
