Filing Details

Accession Number:
0001181431-10-015071
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-09 12:00:00
Reporting Period:
2010-03-05
Filing Date:
2010-03-09
Accepted Time:
2010-03-09 20:14:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297401 Dreamworks Animation Skg Inc. DWA Services-Motion Picture & Video Tape Production (7812) 680589190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387235 Anne Globe C/O Dreamworks Animation Skg, Inc.
1000 Flower Street
Glendale CA 91201
Head Of Worldwide Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-05 6,964 $31.41 63,218 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-05 870 $22.43 64,088 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-05 6,096 $32.31 70,184 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-05 43,830 $28.00 114,014 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-03-05 57,760 $41.60 56,254 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-08 3,598 $28.10 59,852 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2010-03-08 3,598 $42.51 56,254 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2010-03-05 6,964 $0.00 6,964 $31.41
Class A Common Stock Employee Stock Option (right to buy) Disposition 2010-03-05 870 $0.00 870 $22.43
Class A Common Stock Employee Stock Option (right to buy) Disposition 2010-03-05 6,096 $0.00 6,096 $32.31
Class A Common Stock Employee Stock Option (right to buy) Disposition 2010-03-05 43,830 $0.00 43,830 $28.00
Class A Common Stock Stock Appreciation Rights Disposition 2010-03-05 11,000 $0.00 11,000 $28.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-27 No 4 M Direct
6,094 2005-04-02 2014-10-27 No 4 M Direct
868 2004-10-27 2014-10-27 No 4 M Direct
0 2014-10-27 No 4 M Direct
110,319 2009-10-31 2018-10-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.48 to $41.82 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
  2. The options exercised vested as follows:(a) 4,178 shares on October 27,2004; (b) 1,045 shares on April 2, 2005; (c) 871 shares on April 2, 2006; and (d) 870 shares on April 2, 2007.
  3. The options exercised vested in five equal installments beginning on October 27, 2005.