Filing Details
- Accession Number:
- 0001181431-10-018676
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-30 13:00:00
- Reporting Period:
- 2008-09-08
- Filing Date:
- 2010-03-30
- Accepted Time:
- 2010-03-30 15:32:53
- Original Submission Date:
- 2008-09-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071341 | Sanders Morris Harris Group Inc | SMHG | Investment Advice (6282) | 760583569 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1063971 | Rick Berry | 600 Travis, Suite 3100 Houston TX 77002 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-09-08 | 30,000 | $4.76 | 78,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2008-09-08 | 30,000 | $10.69 | 48,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2008-09-08 | 30,000 | $4.76 | 30,000 | $4.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-12-01 | 2011-12-01 | No | 4 | M | Direct |
Billionaire Hedge Funds
