Filing Details

Accession Number:
0001181431-10-015625
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-11 12:00:00
Reporting Period:
2010-03-09
Filing Date:
2010-03-11
Accepted Time:
2010-03-11 16:56:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241524 C John Hellmann 66 Field Point Road
Greenwich CT 06830
Chief Exec. Officer & Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-09 59,361 $16.60 275,640 No 4 M Direct
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-09 710 $16.60 276,350 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2010-03-09 45,000 $33.50 231,350 No 4 S Direct
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-10 5,314 $16.60 236,664 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2010-03-10 3,973 $33.72 232,691 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-09 59,361 $0.00 59,361 $16.60
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-09 710 $0.00 710 $16.60
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-10 5,314 $0.00 5,314 $16.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-17 No 4 M Direct
5,314 2010-05-17 No 4 M Direct
0 2010-05-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock, $.01 Par Value 1,872 Direct
Footnotes
  1. These shares were sold to cover the exercise price and taxes in connection with the exercise of a previously granted stock option award. This price represents the weighted average sales price for the price increments ranging from $32.95 to $33.73.
  2. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  3. These shares were sold to cover the exercise price and taxes in connection with the exercise of a previously granted stock option award. This price represents the weighted average sales price for the price increments ranging from $33.69 to $33.75.
  4. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three annual installments beginning May 18, 2006.
  5. This option was previously reported as covering 39,574 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.
  6. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested on May 18, 2008.
  7. This option was previously reported as part of an award covering 4,016 shares, but was adjusted to 6,024 to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.