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Home > Insider Trading > Filing (0001214912-10-000024)

Filing Details

Accession Number:
0001214912-10-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-23 13:00:00
Reporting Period:
2010-03-19
Filing Date:
2010-03-23
Accepted Time:
2010-03-23 17:49:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92472 Southwest Water Co SWWC Water Supply (4941) 951840947
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032116 Frederick H Christie 624 South Grand Avenue, Suite 2900
Los Angeles CA 90017		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-19 7,350 $8.24 49,025 No 4 M Direct
Common Stock Disposition 2010-03-19 7,350 $10.48 41,675 No 4 S Direct
Common Stock Disposition 2010-03-22 20,098 $10.50 21,577 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-03-19 7,350 $10.48 7,350 $8.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-09 No 4 M Direct
Footnotes
  1. Options vest 50% on the one year anniversary of date of grant and 50% on the two year anniversary of date of grant.