Filing Details

Accession Number:
0001011438-10-000164
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-03-25 13:00:00
Reporting Period:
2010-03-16
Filing Date:
2010-03-25
Accepted Time:
2010-03-25 12:14:00
Original Submission Date:
2010-03-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141719 Max Capital Group Ltd. MXGL Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1051290 M Louis Bacon C/O Moore Capital Management, Lp
1251 Avenue Of The Americas
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2010-03-16 4,320 $15.00 7,386,293 No 4 X Indirect See Footenote
Common Shares Disposition 2010-03-16 2,723 $23.80 7,383,570 No 4 S Indirect See Footenote
Common Shares Acquisiton 2010-03-16 40,404 $16.00 7,423,974 No 4 X Indirect See Footenote
Common Shares Disposition 2010-03-16 27,165 $23.80 7,396,809 No 4 S Indirect See Footenote
Common Shares Acquisiton 2010-03-16 75,000 $18.00 7,471,809 No 4 X Indirect See Footenote
Common Shares Disposition 2010-03-16 56,727 $23.80 7,415,082 No 4 S Indirect See Footenote
Common Shares Acquisiton 2010-03-16 522,666 $16.00 7,937,748 No 4 X Indirect See Footenote
Common Shares Disposition 2010-03-16 351,402 $23.80 7,586,346 No 4 S Indirect See Footenote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Footenote
No 4 S Indirect See Footenote
No 4 X Indirect See Footenote
No 4 S Indirect See Footenote
No 4 X Indirect See Footenote
No 4 S Indirect See Footenote
No 4 X Indirect See Footenote
No 4 S Indirect See Footenote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Common Share Warrants (right to buy) Disposition 2010-03-16 4,320 $0.00 4,320 $15.00
Common Shares Common Share Warrants (right to buy) Disposition 2010-03-16 40,404 $0.00 40,404 $16.00
Common Shares Common Share Warrants (right to buy) Disposition 2010-03-16 75,000 $0.00 75,000 $18.00
Common Shares Common Share Warrants (right to buy) Disposition 2010-03-16 522,666 $0.00 522,666 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-29 No 4 X Indirect
0 2011-01-01 No 4 X Indirect
0 2011-05-22 No 4 X Indirect
642,385 2011-08-17 No 4 X Indirect
Footnotes
  1. These shares were omitted from the Reporting Person's original Form 4 filed on March 18, 2010.
  2. 374,986 shares of these securities are held by Kendall Family Investments, LLC, a Delaware limited liability company ("Kendall"), and the remaining securities are held by Moore Holdings, LLC, a Delaware limited liability company ("Moore Holdings"). The Reporting Person is the majority equity holder of Kendall which is the managing member of Moore Holdings.
  3. Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 1,597 common shares of the Issuer.
  4. Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 13,239 common shares of the Issuer.
  5. Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 18,273 common shares of the Issuer.
  6. Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 171,264 common shares of the Issuer.
  7. The warrants were exercisable into common shares of the Issuer at any time at the option of the holder.
  8. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owners of any securities not held directly for his account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
  9. These securities are held by Moore Holdings.