Filing Details

Accession Number:
0001140361-10-012207
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-16 13:00:00
Reporting Period:
2010-03-12
Filing Date:
2010-03-16
Accepted Time:
2010-03-16 15:52:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921547 Heritage Oaks Bancorp HEOP State Commercial Banks (6022) 770388249
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415173 E. Michael Pfau 545 12Th Street
Paso Robles CA 93446
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Preferred Series B Acquisiton 2010-03-12 75 $1,000.00 75 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares of Series B Preferred Stock are automatically convertible into common shares of the Company upon shareholder approval at the conversion rate of $3.25 per common share.