Filing Details

Accession Number:
0001209191-10-015690
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-09 12:00:00
Reporting Period:
2010-03-08
Filing Date:
2010-03-09
Accepted Time:
2010-03-09 16:57:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389072 Heartware International Inc. HTWR Surgical & Medical Instruments & Apparatus (3841) 980498958
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404254 David Mcintyre C/O Heartware International, Inc.
205 Newbury Street, Suite 101
Framingham MA 01701
Cfo & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-08 4,900 $38.50 1,152 No 4 S Direct
Common Stock Disposition 2010-03-09 371 $38.46 781 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 800 Indirect see footnote
Footnotes
  1. These shares were sold pursuant to a pre-arranged trading plan adopted by the reporting person on February 22, 2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $38.30 to $38.87. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Shares held by Mr. McIntyre's spouse.