Filing Details

Accession Number:
0001217986-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-18 13:00:00
Reporting Period:
2010-03-17
Filing Date:
2010-03-18
Accepted Time:
2010-03-18 17:19:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217986 H Landon Rowland 920 Main Street, Suite 204
Kansas City, MO 64105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-17 20,000 $14.31 300,000 No 4 S Indirect By Preservation Investment Partners LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Preservation Investment Partners LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,708 Direct
Common Stock 787,871 Direct
Common Stock 115,410 Indirect By Landon Rowland Revocable Trust
Common Stock 6,959 Indirect By Sarah Rowland Revocable Trust
Common Stock 2,015 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) and LSAR $34.28 2003-01-01 2010-05-04 443,957 443,957 Direct
Common Stock Option (Right to Buy) and LSAR $34.28 2001-05-05 2010-05-04 33,245 33,245 Direct
Common Stock Option (Right to Buy) and LSAR $42.34 2001-01-29 2011-01-28 4,335 4,335 Direct
Common Stock Option (Right to Buy) and LSAR $25.71 2002-01-28 2012-01-27 6,866 6,866 Direct
Common Stock Option (Right to Buy) and LSAR $0.00 2003-01-01 2012-07-17 212,000 212,000 Direct
Common Stock Option (Right to Buy) and LSAR $13.15 2002-12-11 2012-12-10 13,106 13,106 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-05-04 443,957 443,957 Direct
2010-05-04 33,245 33,245 Direct
2011-01-28 4,335 4,335 Direct
2012-01-27 6,866 6,866 Direct
2012-07-17 212,000 212,000 Direct
2012-12-10 13,106 13,106 Direct
Footnotes
  1. Shares were sold in the following manner: 100 at $14.15; 200 at $14.17; 200 at $14.18; 200 at $14.20; 200 at $14.22; 100 at $14.23; 400 at $14.24; 900 at $14.25; 1,100 at $14.26; 1,200 at $14.27; 1,000 at $14.28; 800 at $14.29; 1,400 at $14.30; 2,300 at $14.31; 2,500 at $14.32; 1,600 at $14.33; 1,600 at $14.34; 1,898 at $14.35; 600 at $14.36; 800 at $14.37; 502 at $14.38 and 400 at $14.39.
  2. Formerly known as Preservation Farms I, LLLP
  3. Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.
  4. Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSAR") are granted in tandem with stock options. LSARs are automatically exercisable (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  5. Substitute options awarded in connection with the spin-off of Janus Capital Group Inc. (formerly Stilwell Financial Inc.) from Kansas City Southern Industries, Inc.
  6. Exercise price is $19.36 for 56,000 options, $21.59 for 56,000 options, $17.12 for 56,000 options and $14.89 for 44,000 options.