Filing Details

Accession Number:
0001181431-10-014604
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-08 12:00:00
Reporting Period:
2010-03-04
Filing Date:
2010-03-08
Accepted Time:
2010-03-08 16:57:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
86144 Safeway Inc SWY Retail-Grocery Stores (5411) 943019135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209840 A Robert Gordon 5918 Stoneridge Mall Road
Pleasanton CA 94588-3229
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-04 736 $24.62 35,910 No 4 F Direct
Common Stock Acquisiton 2010-03-05 20,769 $0.00 56,679 No 4 A Direct
Common Stock Acquisiton 2010-03-08 20,000 $18.11 76,679 No 4 M Direct
Common Stock Disposition 2010-03-08 20,000 $24.78 56,679 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2010-03-05 67,500 $0.00 67,500 $24.67
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-08 20,000 $0.00 20,000 $18.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,500 2020-03-05 No 4 A Direct
98,755 2011-03-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 318 Indirect By 401(k) Plan
Common Stock 1,015 Indirect By Employee Stock Purchase Plan
Footnotes
  1. Restricted Stock granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan.
  2. The price of $24.78 per share represents a weighted average of sales prices ranging from $24.77 to $24.7850 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  3. Between October 1, 2009 and February 28, 2010, the reporting person acquired 2.8755 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of February 28, 2010.
  4. Between October 1, 2009 and February 28, 2010, the reporting person acquired 9.0781 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of February 28, 2010.
  5. Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan.
  6. The option becomes exercisable in successive annual increments of 20% of the original number of shares subject to the option, beginning on the first anniversary of the date of grant; the option becomes fully exercisable on 03/05/2015.
  7. Granted under the Safeway Inc. 1999 Amended and Restated Equity Participation Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning 3/18/2006 and will be fully exercisable on 3/18/2010.