Filing Details

Accession Number:
0001193805-10-000876
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-30 13:00:00
Reporting Period:
2010-03-26
Filing Date:
2010-03-30
Accepted Time:
2010-03-30 21:26:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1296115 Dws Global Commodities Stock Fund Inc. GCS () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257108 D Arthur Lipson 7050 S. Union Park Center
Suite 590
Midvale UT 84047
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2010-03-26 2,100 $8.04 16,575 No 4 P Direct
Common Stock, Par Value $0.01 Acquisiton 2010-03-29 1,300 $8.23 17,875 No 4 P Direct
Common Stock, Par Value $0.01 Acquisiton 2010-03-30 1,100 $8.24 18,975 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 530,328 Indirect By Western Investment Activism Partners
Common Stock, Par Value $0.01 530,570 Indirect By Western Investment Hedged Partners
Common Stock, Par Value $0.01 1,337 Indirect By Western Investment LLC
Common Stock, Par Value $0.01 529,909 Indirect By Western Investment Total Return Fund
Common Stock, Par Value $0.01 531,032 Indirect By Western Investment Total Return Ptnrs
Footnotes
  1. The Reporting Person is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As a member of the group, the Reporting Person may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
  2. The price reported represents the weighted average price of the Shares purchased. Shares were purchased at varying prices in the range of $8.0300 - $8.0600. The Reporting Persons hereby undertake, upon request of the Staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.
  3. The price reported represents the weighted average price of the Shares purchased. Shares were purchased at varying prices in the range of $8.2300 - $8.2499. The Reporting Persons hereby undertake, upon request of the Staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.
  4. The price reported represents the weighted average price of the Shares purchased. Shares were purchased at varying prices in the range of $8.2300 - $8.2500. The Reporting Persons hereby undertake, upon request of the Staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.
  5. Shares owned directly by Western Investment Activism Partners LLC ("WIAP"). As the managing member of Western Investment, LLC ("WILLC"), the managing member of WIAP, Arthur D. Lipson may be deemed to beneficially own the Shares owned by WIAP. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
  6. Shares owned directly by Western Investment Hedged Partners L.P. ("WIHP"). As the managing member of WILLC, the general partner of WIHP, Mr. Lipson may be deemed to beneficially own the Shares owned by WIHP. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
  7. Shares owned directly by WILLC. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WILLC. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
  8. Shares owned directly by Western Investment Total Return Fund Ltd. ("WITRL"). As the managing member of WILLC, the investment manager of WITRL, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRL. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
  9. Shares owned directly by Western Investment Total Return Partners L.P. ("WITRP"). As the managing member of WILLC, the general partner of WITRP, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRP. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.