Filing Details

Accession Number:
0001144204-10-015126
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-23 13:00:00
Reporting Period:
2010-03-19
Filing Date:
2010-03-23
Accepted Time:
2010-03-23 13:09:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397821 Duff & Phelps Corp DUF Finance Services (6199) 208893559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413238 Brett Marschke C/O Duff And Phelps Corporation
55 East 52Nd Street
New York NY US 10055
Executive Vp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-03-19 4,412 $17.72 69,899 No 4 F Direct
Class A Common Stock Disposition 2010-03-22 1,090 $17.52 68,809 No 4 S Direct
Class A Common Stock Disposition 2010-03-22 300 $17.64 68,509 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares were delivered to satisfy tax withholding obligations with respect to the vesting of restricted stock.
  2. Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Marschke on November 30, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.