Filing Details
- Accession Number:
- 0001226246-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-31 13:00:00
- Reporting Period:
- 2010-03-29
- Filing Date:
- 2010-03-31
- Accepted Time:
- 2010-03-31 19:10:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226246 | R Dennis Secor | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-31 | 1,050 | $41.12 | 23,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-31 | 3,000 | $41.71 | 26,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-31 | 5,000 | $22.03 | 31,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-31 | 3,308 | $21.62 | 34,316 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-31 | 12,358 | $47.07 | 21,958 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-03-29 | 40,000 | $0.00 | 40,000 | $21.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-31 | 1,050 | $0.00 | 1,050 | $41.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-31 | 3,000 | $0.00 | 3,000 | $41.71 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-31 | 3,308 | $0.00 | 3,308 | $21.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-31 | 5,000 | $0.00 | 5,000 | $22.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2018-10-30 | No | 4 | A | Direct | |
| 350 | 2017-03-19 | No | 4 | M | Direct | |
| 3,000 | 2018-04-03 | No | 4 | M | Direct | |
| 36,692 | 2018-10-30 | No | 4 | M | Direct | |
| 15,000 | 2019-04-14 | No | 4 | M | Direct |
Footnotes
- Includes 136 shares acquired March 26, 2010 under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.00 to $47.30. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- On October 30, 2008, the reporting person was granted an option to purchase 40,000 shares of common stock. The option was scheduled to vest in four equal installments subject to the satisfaction of certain performance criteria for the fiscal year ended January 30, 2010. Since the performance criteria was met, the first 25% of the award vested March 29, 2010, with the remaining three installments scheduled to vest on October 30 of 2010, 2011 and 2012.
- This option vests in four equal installments on January 31 of 2008, 2009, 2010 and 2011.
- This option vests in four equal installments on December 31 of 2008, 2009, 2010 and 2011.
- 25% of option vested March 29, 2010. Remaining three installments scheduled to vest on October 30 of 2010, 2011 and 2012.
- This option vests in four equal installments on December 31 of 2009, 2010, 2011 and 2012.
Billionaire Hedge Funds
