Filing Details

Accession Number:
0001140361-10-013095
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-22 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-22
Accepted Time:
2010-03-22 16:39:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071992 Capital Bank Corp CBKN State Commercial Banks (6022) 562101930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204476 L Roddy Jones Po Box 19067
Raleigh NC 27619
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-18 17,300 $3.47 19,736 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,200 Indirect By Spouse
Common Stock 6,000 Indirect By Robert L. Jones Charitable Foundation
Common Stock 42,752 Indirect By Sheridan Trust
Common Stock 2,000 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $10.65 2001-12-28 2011-12-28 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $18.36 2004-12-31 2014-12-31 2,500 2,500 Direct
Common Stock Phantom Stock Units $0.00 2011-01-27 2011-01-27 7,699 7,699 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-28 6,000 6,000 Direct
2014-12-31 2,500 2,500 Direct
2011-01-27 7,699 7,699 Direct
Footnotes
  1. Robert L. Jones, Trustee
  2. "Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.