Filing Details

Accession Number:
0001193805-10-000938
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-01 13:00:00
Reporting Period:
2010-04-01
Filing Date:
2010-04-01
Accepted Time:
2010-04-01 16:45:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
65358 United Capital Corp ("AFP") Miscellaneous Fabricated Metal Products (3490) 042294493
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056836 Attilio Petrocelli C/O United Capital Corp.
9 Park Place
Great Neck NY 11021
President, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-01 256,000 $6.53 5,525,448 No 4 M Direct
Common Stock Acquisiton 2010-04-01 344,000 $6.53 5,869,448 No 4 M Direct
Common Stock Disposition 2010-04-01 600,000 $24.60 5,269,448 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-04-01 344,000 $0.00 344,000 $6.53
Common Stock Stock Option (right to buy) Disposition 2010-04-01 256,000 $0.00 256,000 $6.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
256,000 2010-06-07 No 4 M Direct
0 2010-06-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,000 Indirect By Spouse
Footnotes
  1. Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
  2. The option exercise price has been rounded from an actual value of $6.53125 because the EDGAR software only provides for four decimal places.
  3. The Reporting Person sold the shares to the Company and the sales price was the closing price of the Company's common stock on March 29, 2010, as reported by NYSE Amex.
  4. The options vested in three equal annual installments beginning on June 7, 2001.