Filing Details
- Accession Number:
- 0001140361-10-011141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 16:16:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1295172 | Riskmetrics Group Inc | RISK | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425044 | Jorge Mina | C/O Riskmetrics Group, Inc. One Chase Manhattan Plaza, 44Th Floor New York NY 10005 | Co-Head Of Riskmetrics Bus. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 10,160 | $1.20 | 20,160 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 17,500 | $2.00 | 37,660 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 12,500 | $2.00 | 50,160 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 12,500 | $2.40 | 62,660 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 50,000 | $2.40 | 112,660 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 25,000 | $4.80 | 137,660 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 33,327 | $7.20 | 170,987 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-08 | 66,672 | $7.20 | 237,659 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2010-03-08 | 227,659 | $22.08 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 10,160 | $0.00 | 10,160 | $1.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 17,500 | $0.00 | 17,500 | $2.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 12,500 | $0.00 | 12,500 | $2.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 12,500 | $0.00 | 12,500 | $2.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 50,000 | $0.00 | 50,000 | $2.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 25,000 | $0.00 | 25,000 | $4.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 33,327 | $0.00 | 33,327 | $7.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-08 | 66,672 | $0.00 | 66,672 | $7.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-12-31 | 2010-12-31 | No | 4 | M | Direct |
| 0 | 2004-12-31 | 2011-12-31 | No | 4 | M | Direct |
| 0 | 2005-12-31 | 2012-12-31 | No | 4 | M | Direct |
| 0 | 2006-12-31 | 2013-12-31 | No | 4 | M | Direct |
| 0 | 2013-12-31 | No | 4 | M | Direct | |
| 0 | 2014-12-31 | No | 4 | M | Direct | |
| 0 | 2015-12-31 | No | 4 | M | Direct | |
| 0 | 2016-12-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.02 to $22.17, inclusive. The reporting person undertakes to provide to RiskMetrics Group, Inc., any security holder of RiskMetrics Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- Options granted on December 31, 2003, all of which have vested as of December 31, 2007.
- Options granted on December 31, 2004, all of which have vested as of December 31, 2008.
- Options granted on December 31, 2005, all of which have vested as of December 31, 2009.
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