Filing Details
- Accession Number:
- 0000719955-10-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-29 13:00:00
- Reporting Period:
- 2010-03-25
- Filing Date:
- 2010-03-29
- Accepted Time:
- 2010-03-29 21:57:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263162 | Seth Jaffe | 3250 Van Ness Avenue San Francisco CA 94109 | Svp - General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-25 | 8,753 | $8.56 | 11,626 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-25 | 11,626 | $27.31 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-03-25 | 4,800 | $21.80 | 4,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-25 | 4,800 | $27.47 | 0 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2010-03-25 | 10,750 | $0.00 | 10,750 | $0.00 |
Common Stock | Stock Settled Stock Appreciation Right (SSAR) | Disposition | 2010-03-25 | 20,000 | $0.00 | 20,000 | $8.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,750 | 2014-03-25 | 2014-03-25 | No | 4 | A | Direct |
60,000 | 2018-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 334 | Indirect | by Managed Account |
Footnotes
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $27.26 to $27.51. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- Vesting of restricted stock units subject to a performance metric.
- The option will vest in equal installments on November 7, 2009, 2010, 2011, and 2012.