Filing Details

Accession Number:
0001225208-10-008600
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-18 13:00:00
Reporting Period:
2010-03-16
Filing Date:
2010-03-18
Accepted Time:
2010-03-18 17:49:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418569 Eric Estorff Von 2210 Woodland Drive
Manitowoc WI 54220
Vp, Gen Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-16 10,000 $1.50 170,000 No 4 M Direct
Common Stock Disposition 2010-03-16 10,000 $5.26 160,000 No 4 S Direct
Common Stock Acquisiton 2010-03-18 10,000 $1.50 170,000 No 4 M Direct
Common Stock Disposition 2010-03-18 10,000 $5.50 160,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2010-03-16 10,000 $0.00 10,000 $1.50
Common Stock Stock Options (right to buy) Disposition 2010-03-18 10,000 $0.00 10,000 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2013-05-01 No 4 M Direct
0 2013-05-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $2.20 2016-12-20 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-20 40,000 40,000 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2010.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $5.25 to $5.2958. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted May 1, 2003, vests and becomes exercisable in 20% increments on March 31, 2005, 2006, 2007, 2008 and 2009, respectively.
  4. Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.