Filing Details
- Accession Number:
- 0001181431-10-018590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-29 13:00:00
- Reporting Period:
- 2010-03-25
- Filing Date:
- 2010-03-29
- Accepted Time:
- 2010-03-29 21:39:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1116412 | Shane Neill O | 12300 Liberty Boulevard Englewood CO 80112 | President-Chellomedia & Cso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2010-03-25 | 34,076 | $6.84 | 206,676 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2010-03-25 | 26,588 | $28.40 | 180,088 | No | 4 | F | Direct | |
| Series C Common Stock | Acquisiton | 2010-03-25 | 32,599 | $6.48 | 199,618 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2010-03-25 | 25,455 | $28.08 | 174,163 | No | 4 | F | Direct | |
| Series A Common Stock | Acquisiton | 2010-03-25 | 88,786 | $10.90 | 268,874 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2010-03-25 | 56,508 | $28.40 | 212,366 | No | 4 | F | Direct | |
| Series C Common Stock | Acquisiton | 2010-03-25 | 88,786 | $10.31 | 262,949 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2010-03-25 | 55,636 | $28.08 | 207,313 | No | 4 | F | Direct | |
| Series A Common Stock | Disposition | 2010-03-26 | 7,488 | $28.30 | 204,878 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-03-26 | 7,144 | $27.91 | 200,169 | No | 4 | S | Direct | |
| Series A Common Stock | Disposition | 2010-03-26 | 32,278 | $28.16 | 172,600 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-03-26 | 33,150 | $27.75 | 167,019 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Stock Appreciation Rights | Disposition | 2010-03-25 | 88,786 | $0.00 | 88,786 | $6.84 |
| Series C Common | Stock Appreciation Rights | Disposition | 2010-03-25 | 88,786 | $0.00 | 88,786 | $6.48 |
| Series A Common | Stock Appreciation Rights | Disposition | 2010-03-25 | 88,786 | $0.00 | 88,786 | $10.90 |
| Series C Common | Stock Appreciation Rights | Disposition | 2010-03-25 | 88,786 | $0.00 | 88,786 | $10.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-10-01 | No | 4 | M | Direct | |
| 0 | 2013-10-01 | No | 4 | M | Direct | |
| 0 | 2013-10-01 | No | 4 | M | Direct | |
| 0 | 2013-10-01 | No | 4 | M | Direct |
Footnotes
- The value of the SAR is capped at $10.90 per share. As a result, the Reporting Person was entitled to receive only the gross value of 34,076 shares of Series A common stock from the exercise. Such value, after payment of the exercise price and withholding for taxes, was payable in 7,488 shares of Series A common stock of the Issuer, determined based on the fair market value of the Issuer's Series A common stock on the exercise date.
- The value of the SAR is capped at $10.31 per share. As a result, the Reporting Person was entitled to receive only the gross value of 32,599 shares of Series C common stock from the exercise. Such value, after payment of the exercise price and withholding for taxes, was payable in 7,144 shares of Series C common stock of the Issuer, determined based on the fair market value of the Issuer's Series C common stock on the exercise date.
- The price reflects a weighted average of sales made at prices ranging from $28.291 to $28.321. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $27.881 to $27.941. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $27.991 to $28.341. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $27.541 to $27.968. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The SARs vest in four equal annual installments commencing October 1, 2005.
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