Filing Details
- Accession Number:
- 0001181431-10-017432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-19 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-19
- Accepted Time:
- 2010-03-19 15:41:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1019671 | Seachange International Inc | SEAC | Radio & Tv Broadcasting & Communications Equipment (3663) | 043197974 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208585 | E Bruce Mann | C/O Seachange International 50 Nagog Park Acton MA 01720 | Sr Vp Network Storage Engneerg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-17 | 4,500 | $6.20 | 132,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 4,500 | $7.25 | 127,826 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-03-17 | 4,500 | $6.05 | 132,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 4,500 | $7.25 | 127,826 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-03-17 | 42,000 | $6.05 | 169,826 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 42,000 | $7.25 | 127,826 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-03-18 | 32,465 | $7.20 | 95,361 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Acquisiton | 2010-03-17 | 4,500 | $6.20 | 4,500 | $6.20 |
| Common Stock | Common Stock | Acquisiton | 2010-03-17 | 4,500 | $6.05 | 4,500 | $6.05 |
| Common Stock | Common Stock | Acquisiton | 2010-03-17 | 42,000 | $6.05 | 42,000 | $6.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 181,000 | 2003-08-05 | 2012-08-05 | No | 4 | M | Direct |
| 176,500 | 2003-11-04 | 2012-11-04 | No | 4 | M | Direct |
| 134,500 | 2003-11-04 | 2012-11-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,137 | Indirect | by Daughter |
| Common Stock | 20,135 | Indirect | by Son |
| Common Stock | 20,135 | Indirect | by Son II |
Footnotes
- These shares are owned by Mr. Mann's daughter, Emily. Mr. Mann disclaims beneficial ownership of these shares.
- These shares are owned by Mr. Mann's son, Benjamin. Mr. Mann disclaims beneficial ownership of these shares.
- These shares are owned by Mr. Mann's son, Jonathan. Mr. Mann disclaims beneficial ownership of these shares.
- Exercisable as to 25% (1,125 shares) on 8/5/2003 and 6.25% at the end of each quarter thereafter.
- Exercisable as to 25% (1,125 shares) on 11/4/2003 and 6.25% at the end of each quarter thereafter.
- Exercisable as to 25% (10,500 shares) on 11/4/2003 and 6.25% at the end of each quarter thereafter.
Billionaire Hedge Funds
